Count Dracula vs
Vlad Ţepeş
by Elizabeth Miller
Perhaps the
most widespread misconception in the field of Dracula studies is the
notion that Vlad Ţepeş (also known as Dracula) was the inspiration
for Bram Stoker’s classic vampire novel, published in 1897. Stoker, we are
told, made a conscious decision to base his Count Dracula on Vlad, and did
extensive research on the fifteenth-century Wallachian voivode. This is just
not so. At least, the evidence to support such contentions does not exist. This
essay will explore what Bram Stoker actually did know about Vlad, where he
found his information, and how much of it he incorporated into his novel.
In Chapter
18 of Dracula, Abraham Van Helsing says this of the Count: “He must,
indeed, have been that Voivode Dracula who won his name against the Turk, over
the great river on the very frontier of Turkey-land” (18: 246). Very little
attention was paid to this until 1972 when Radu Florescu and Raymond T.
McNally’s In Search of Dracula revealed to the world the story of the
real Dracula. This was closely followed by McNally’s fortuitous discovery that
the Rosenbach Museum in Philadelphia had acquired Stoker’s working papers for Dracula,
which prove conclusively that he did know about the existence of a “Voivode
Dracula.” Using the initial findings of Florescu and McNally (some of which the
two historians have since revised), many enthusiasts have championed tenuous
connections between Count Dracula and Vlad, to the point where it has become
increasingly difficult to separate fact from hypothesis.
It has
become commonplace to assume that Stoker was inspired by accounts of Vlad’s
atrocities (especially the German narratives of the fifteenth century) and that
he deliberately modelled his Dracula on the life and character of Vlad. This
has resulted in some fanciful and at times ludicrous statements: that “Dracula
was the reshaping of four centuries of folk legends that had accreted around
the historical Walachian warlord Prince Vlad Ţepeş” (Dziemianowicz
11); that much of the story of Count Dracula “was drawn . . . from the ghastly
doings of the Hungarian Prince Vlad who
was a remote ancestor of Attila the Hun” (Mascetti 274); that the historical
Dracula’s abandonment of his Orthodox faith resulted in his becoming subject to
punishment by Orthodox priests who “publicly laid the curse of vampirism” on
him (Hillyer 17); and that the “first
reported vampires were real historical figures ... Elizabeth of Bathory and
Vlad the Impaler” (Brownworth and Redding ix). It is time to put such claims to
rest.
Investigations
into possible connections between the Count and the Voivode began before the
publication of In Search of Dracula. In 1958, Bacil Kirtley stated that
“Unquestionably the historical past that Van Helsing assigns the fictional vampire Dracula is that of Vlad Tsepesh,
Voivod of Wallachia” (14). In 1962, Stoker’s first biographer, Harry Ludlam,
asserted that Stoker had “discovered that the Voivode Drakula or Dracula ...
had earned for himself the title of ‘the Impaler,’ and that the story of his
ferocity and hair-raising cruelty in defiance of the Turks was related at
length in two fifteenth-century manuscripts, one of which spoke of him as
‘wampyr’” (113). In 1966, Grigore Nandris connected the vampire Dracula with
the historical figure, even claiming that available portraits of Vlad were
“adapted by Bram Stoker to suit his literary purposes” (375).
Building on these obscure references to a possible connection, Florescu and
McNally embarked on their own quest, the results of which were published in In
Search of Dracula (1972, rev. 1994). While their historical research was
thorough and well documented, the two authors speculated that the author of Dracula
knew quite a bit about the historical figure, and that his sources included
Arminius Vambéry (a Hungarian professor whom he met on at least two occasions)
and various readings found at the British Museum. But is this the case? Exactly
what is the connection between the Count and the Voivode? For the
answer, we must go to two sources, the reliability of which cannot be
questioned: Stoker’s Notes at the Rosenbach Museum, and the novel itself.
We know from
Stoker’s Notes that by March 1890, he had decided to write a vampire novel; in
fact, he had already selected a name for his vampire -- Count Wampyr. We are
also certain that Stoker found the name “Dracula” (most likely for the first
time) in a book that he borrowed from the Whitby Public Library in the summer
of 1890, An Account of the Principalities of Wallachia and Moldavia
(1820) by William Wilkinson. Stoker not only recorded the call number of the
book but copied almost verbatim key passages. This is what Wilkinson wrote:
Wallachia continued to pay it [tribute] until the year
1444; when Ladislas King of Hungary, preparing to make war against the Turks,
engaged the Voivode Dracula to form an alliance with him. The Hungarian troops
marched through the principality and were joined by four thousand Wallachians
under the command of Dracula’s son. (17)
And later,
Their Voivode, also named Dracula, did not remain
satisfied with mere prudent measures of defence: with an army he crossed the
Danube and attacked the few Turkish troops that were stationed in his
neighbourhood; but this attempt, like those of his predecessors, was only
attended with momentary success. Mahomet, having turned his arms against him,
drove him back to Wallachia, whither he pursued and defeated him. The Voivode
escaped into Hungary, and the Sultan caused his brother Bladus to be named in
his place. (19)
The name “Dracula” appears just three times, two of
which more accurately refer to the father (Vlad Dracul). What attracted Stoker was a footnote attached to
the third occurrence: “Dracula in the Wallachian language means Devil. The
Wallachians were, at that time, as they are at present, used to give this as a
surname to any person who rendered himself conspicuous either by courage, cruel
actions, or cunning” (19). That Stoker considered this important is evident in
that he copied into his own notes “DRACULA in Wallachian language means DEVIL.”
The three references to “Dracula” in Wilkinson’s text, along with the footnote,
are the only occurrences of the name in all of the sources that we know that
Stoker consulted.
Stoker’s
debt to Wilkinson is generally acknowledged, but a number of points are often
overlooked: Wilkinson refers only to “Dracula” and “Voivode,” never “Vlad,”
never “Vlad ÚepeÕ” or “the Impaler”; furthermore there are no specific
references to his infamous atrocities. It is no mere co-incidence that the same
paucity of information applies to the text of Dracula. Yet the popular
theory is that Stoker knew much more than what he read in Wilkinson; that his
major sources were the Hungarian professor Arminius Vambéry, and readings in
the British Museum.
In Personal
Reminiscences of Henry Irving (1906), Stoker gives a brief account of two
meetings with Vambéry (238). There is nothing to indicate that the topic of
Dracula ever came up. Stoker does tell us, however, that Henry Irving was
present at the first meeting, a meal that followed a performance of the play
“The Dead Heart.” Is it not more likely that the dinner conversation focused on
the play, and (considering Irving’s overpowering personality) on his
performance? As the account of this dinner was written several years after the
publication of Dracula, one might
expect Stoker to have mentioned Vambéry’s role (assuming he had one).
Stoker notes that the Hungarian was “full of experiences [about a trip to
Central Asia] fascinating to hear” (238). Surely a discussion about the
atrocities of Vlad the Impaler would have been as fascinating, had it occurred?
Also significant is that this meeting took place in April 1890, before
Stoker went to Whitby and read Wilkinson’s book. As for the second encounter,
Stoker provides even less information. “We saw him again two years later,”
records Stoker, “when he was being given a Degree at the Tercentenary of Dublin
University.... He soared above all the speakers, making one of the finest
speeches I have ever head [sic]” (Reminiscences 238). The only comment
about the subject matter of the talk was that Vambéry “spoke loudly against
Russian aggression” (238). Nothing about Dracula. But by this time, Stoker’s
novel was well underway, and he was already using the name “Dracula” for his
vampire.
The
conviction that Stoker gleaned information from the Hungarian seems to be the
residue of theories about Stoker’s sources before the discovery of his Notes.
As early as 1962, Ludlam was making the claim that “Bram sought the help of
Arminius Vambéry in Budapest” and that “Vambéry was able to report that ‘the
Impaler’ who had won this name for obvious reasons, was spoken of for centuries
after as the cleverest and the most cunning, as well as the bravest of the sons
of the ‘land beyond the forest’” (100). Florescu and McNally cemented the
connection in 1972: “The two men [Stoker and Vambéry] dined together, and
during the course of their conversation, Bram was impressed by the professor’s
stories about Dracula ‘the impaler’. After Vambéry returned to Budapest, Bram
wrote to him, requesting more details about the notorious 15th century prince
and the land he lived in” (Search 115). The only fact we have is that
they dined together. Stoker makes no reference to Vambéry in his working
papers. No documented evidence exists that Vambéry gave Stoker any
information about Vlad, or for that matter, about vampires. Yet we keep
encountering statements to the contrary. Perhaps the most extreme case of
creating fact from fancy is the following:
On an evening in April 1890, among his [Stoker’s]
guests was a small, balding middle-European named Arminius Vambery.... There he
sat between Sir Henry and Bram Stoker and for the rest of the night filled
their heads with stories of the superstitions which abounded in his native
land. Stories of witches, werewolves and the un-dead.... It was the thought of those un-dead beings
that specifically excited his [Stoker’s] interest.... He also wrote to Vambery
in Budapest about his idea and found the little Professor more than willing to
elaborate on the story he had told over dinner. (Haining, Omnibus 2)
This is
sheer nonsense.
Supporters
of the Stoker-Vambéry link also go to the novel for textual evidence, claiming
that what Vambéry told Stoker is revealed through what Arminius, Van Helsing’s
friend, tells Van Helsing. Van Helsing, the argument goes, is Stoker’s
alter-ego, and the insertion of Arminius is the author’s tribute to Vambéry,
or, as Florescu and McNally speculate, “Stoker’s way of acknowledging his debt”
and showing “what information and conclusions the professor had passed on to
Stoker” (Search, 1972, 116). But surely the mere inclusion of the name
proves no such thing. After all, Dracula contains many names drawn from
its author’s friends and acquaintances. The name “Harker,” for example, most
likely came from one of the workers at the Lyceum, while “Swales” was taken
from a tombstone that Stoker noted in Whitby. Since the authority on Dracula in
the novel would need to be foreign, someone acquainted with the Dutch professor
Van Helsing, whose name was better to
use than Arminius [Vambéry] whom he had briefly met?
But let us
assume that what Arminius tells Van Helsing is an echo of what Vambéry told
Stoker. What exactly does he say?
I have asked my friend Arminius, of Buda-Pesth
University, to make his record; and, from all the means that are, he tell me of
what he has been. He must, indeed, have been that Voivode Dracula who won his
name against the Turk, over the great river on the very frontier of
Turkey-land. If it be so, then was he no common man; for in that time, and for
centuries after, he was spoken of as the cleverest and the most cunning, as
well as the bravest of the sons of the ‘land beyond the forest’.... The
Draculas were, says Arminius, a great and noble race, though now and again were
scions who were held by their coevals to have had dealings with the Evil One.
They learned his secrets in the Scholomance, amongst the mountains over Lake
Hermanstadt, where the devil claims the tenth scholar as his due. In the
records are such words as ‘stregoica’ -- witch, ‘ordog,’ and ‘pokol’ -- Satan
and hell; and in one manuscript this very Dracula is spoken of as ‘wampyr,’
which we all understand too well. (18: 246)
All of the vital information in this can be traced to
Stoker’s own notes and sources: Wilkinson, as we have seen, writes about
Dracula and the Turks, as well as the Voivode’s courage and cunning; ‘the land
beyond the forest’ was the heading of a chapter in Charles Boner’s book on
Transylvania (one of Stoker’s known sources) as well as the title for a book by
Emily Gerard, whose article “Transylvanian Superstitions” we know that Stoker
read; the information about the Scholomance comes almost verbatim from Gerard’s
article; the terms ‘stregoica,’ ‘ordog’ and ‘pokol’ are listed in Stoker’s
notes as having come from Magyarland (1881); and ‘wampyr’ was the name
that Stoker originally intended to give his Count. Nothing remains to have come
from Vambéry.
Arminius
makes a second appearance in the text as Van Helsing reports on Dracula to the
band of vampire hunters: “As I learned from the researches of my friend
Arminius of Buda-Pesth, he was in life a most wonderful man” (23: 310). While
he goes on to comment on his “mighty brain, a learning beyond compare, and a
heart that knew no fear and no remorse,” Arminius says nothing about his
reputation as “the Impaler,” certainly his most memorable characteristic. While
the inclusion of the name of Arminius can be seen as Stoker’s tribute to
Vambéry, there is no evidence that the Hungarian provided Stoker with any
information about Dracula.
But what
about the “manuscript” in which “this very Dracula is spoken of as ‘wampyr’”?
Some scholars have posited the theory that Stoker actually did see such a
manuscript. “During his extensive research at the British Museum,” writes
Donald Glut, “Stoker uncovered writings pertaining to Vlad the Impaler” (55).
Andrew Mackenzie goes further, declaring that “if the historical Dracula had
not been presented as such a horrific figure Bram Stoker would never have
selected him from the archives of the British Museum as the character who,
transformed by his imagination, was to become a symbol of terror” (55). No
doubt Stoker did do some research at the British Museum, but there is not a
shred of evidence that he did any of it on the historical Dracula. Now, he could
have. The material was certainly there. Christopher Frayling lists what would
have been available at the time: included is one of the German printed
pamphlets about Vlad Þepeº published in Bamberg in 1491 with a woodcut. Could
this be the mysterious document to which Arminius alludes? Frayling goes so far
as to suggest that this is an “authentic model for Dracula” and that “Stoker
must have seen the pamphlet or a reproduction of it” (421). This is, of course,
speculation. Yet for many, it has become fact: Paul Dukes, for example, refers
to the “woodcut of Vlad the Impaler ... found by Bram Stoker in his researches
in the British Museum in 1890" (45). The caption accompanying the woodcut
reads: “A wondrous and frightening story about a great bloodthirsty berserker
called Dracula the voevod who inflicted such un-Christian tortures such as with
stakes and also dragged men to death along the ground” (Florescu and McNally, Essential
Dracula 59). Given the reference to a “bloodthirsty berserker,” the
argument goes that Stoker must have seen this. But the logic behind the
argument -- Stoker was at the British Museum, the Bamberg pamphlet was at the
British Museum, and therefore Stoker saw the pamphlet -- is fallacious. As for
the term “berserker,” it is much more likely that Stoker saw it in Baring-Gould’s The Book of Were-Wolves
(1865), which is on his own list of sources for Dracula We must treat
such speculation (including that Stoker had read Munster’s Cosmographia
or Richard Knolle's Generall History of the Turks) with caution.
One result
of all of this is that readers, accepting these hypotheses as fact, begin to
look to the novel for corroborating evidence. First there is the assumption
that Stoker drew his physical description of Count Dracula from either the
woodcut portrait in the Bamberg pamphlet or from a printed account of Vlad’s
physical appearance. For some, it is tempting to deduce that Stoker had access to the following description of
Vlad, provided by a fifteenth-century papal legate who had met the voivode:
“He was not very tall, but very stocky and strong,
with a cold and terrible appearance, a strong aquiline nose, swollen nostrils,
a thin and reddish face in which the very long eyelashes framed large wide-open
green eyes; the bushy black eyebrows made them appear threatening.” (qtd. in
Florescu and McNally, Dracula: Prince 85)
However, anyone familiar with nineteenth-century
Gothic literature knows that many of the features of Vlad described in the
legate’s account (such as the bushy eyebrows and the aquiline nose) had become,
by Stoker’s time, common conventions in Gothic fiction. And as for Count
Dracula’s “eyebrows almost meeting over the nose,” Stoker records in his notes
that this came from Baring-Gould’s The Book of Were-wolves.
Another
popular piece of speculation began as early as 1956: that in creating Renfield,
Stoker “seems to have adapted the legend” about Vlad’s penchant for impaling
mice while he was a prisoner in Hungary (Kirtley 14). Also Nandris connects the
tradition about Vlad impaling birds saying it “is developed in Bram Stoker’s Dracula”
(391). This reappears several years later in Farson’s biography of Stoker and
is extended to Renfield:
There is a story that he [Vlad] bribed his guards into
bringing him small birds which he would mutilate and then impale on sticks in
neat rows. If true, this was echoed by Stoker in his powerful characterisation
of the lunatic Renfield, who caught flies to feed spiders to feed birds which
he devoured himself. (128)
Equally far-fetched is the claim that Vlad’s fondness
for impaling his victims was Stoker’s inspiration for his method of destroying
the vampire -- the use of the wooden stake. According to Glut, “Vlad’s
preference for impaling his victims (a method of destroying vampires) . . .
further inflamed Stoker's imagination” (56), while the travel guide Eastern
Europe on a Shoestring claims that Vlad “inspired the tale of Count Dracula
by his habit of impaling his enemies on stakes” (651). This connecting of
impalement to the staking of vampires is misleading, and overlooks three facts:
that Bram Stoker had planned on writing a vampire novel before he ever came
across the name of “Dracula”; that there is no definitive proof that Stoker
knew anything about Vlad’s fondness for impalement; and that the staking of
vampires was a well-established motif both in folklore and in earlier Gothic
fiction long before Dracula.
Another
consequence of the insistence on connecting the two Draculas is the temptation
to criticize Stoker for inaccurate “history.” Why, some ask, did he make
Dracula a Transylvanian Count rather than a Wallachian Voivode? Why was his
castle situated in the Borgo Pass instead of at Poenari? Why is Count Dracula a
“boyar,” a member of the nobility which Vlad continuously struggled with? Why
does Stoker make Dracula a “Szekely,” descended from Attila the Hun, when the
real Dracula was a Wallachian of the Basarab family? There is a very simple
answer to these questions: Vlad Þepeº is Vlad Þepeº, while Count Dracula is
Count Dracula. Considering the preposterous conclusions that the premises
behind such questions have generated, a closer look seems warranted.
Although
Stoker’s knowledge of the historical Dracula was scanty, he did know that he
was a voivode. His use of the title “count” was in keeping with the Gothic
convention of drawing villains from the ranks of the aristocracy. A cursory
glance shows a recurrence of villainous Counts: Count Morano in The
Mysteries of Udolpho (Radcliffe), Count de Bruno in The Italian
(Radcliffe), Count Doni in Ernestus Berchtold (Polidori), Count Cenci in
The Cenci (Shelley), Count Montonio in The Fatal Response
(Maturin), Lord Byron’s Count Manfred, and Wilkie Collins’ Count Fosco. Vampire
Counts in pre-Dracula fiction include Count Azzo von Klatka in “The Mysterious
Stranger” and Countess Karnstein in Le Fanu’s “Carmilla.” The frequent occurrence
of Counts in Gothic fiction links the temporal power of aristocrats, especially
foreign aristocrats, with supernatural powers. As for references to the Borgo Pass, the “boyars” and the Szeklers,
these are bits and pieces from sundry sources that Stoker mentions in his Notes.
How much did
Bram Stoker know about the historical Dracula? There is no doubt that the
material was available. But how meticulous a researcher was Stoker? We know
that he read and took notes from a number of books and articles (for a complete
list, see Leatherdale, Origins of Dracula 237-39) and that some of this
material found its way into his novel almost verbatim. But his research seems
to have been haphazard (though at times fortuitous) rather than scholarly. What
he used, he used “as is,” errors and confusions included. That his rendering of
historical and geographical data is fragmented and at times erroneous can be
explained by the fact that Stoker seemed content to combine bits and pieces of
information from his sources without any concern for accuracy. After all,
Stoker was writing a Gothic novel, not a historical treatise. And he was
writing Dracula in his spare time, of which I doubt he had much. He may
very well have found more material about the historical Dracula, had he had the
time to look for it. But in the absence of any proof to the contrary, I am not
convinced that he did. There is no conclusive evidence that he gleaned any
information on Vlad from Vambéry, from material at the British Museum, or from
anywhere else except that one book he found in Whitby -- by William Wilkinson.
I have other
reasons for taking this position. Let us assume for argument’s sake that he did
learn more from Vambéry, that he did conduct research on the historical
Dracula beyond Wilkinson. Why, then, is Count Dracula in the novel never
referred to as “Vlad” or “the Impaler”? Why are there no references to his
atrocities, which would have been grist for the horror writer’s mill? Why is
Van Helsing reduced to stating that “He [Dracula] was in life a most wonderful
man”? And why are there no references in Stoker’s working notes to his having
found any other material? There are only two possible answers: either he knew
more and chose not to use it, or else he used what he knew.
Was Stoker
so sophisticated a novelist that he deliberately suppressed material for
artistic purposes? One need only consider how greedily he gobbled up and
reproduced a significant amount of rather trivial information. Are we to
believe that he knew about Vlad’s bloodthirsty activities but decided to
discard such a history for his villainous Count in favor of the meager pickings
gleaned from Wilkinson? One could argue that absence can be as important as
presence: that Stoker deliberately suppressed information in order to make his
character more mysterious; or that Dracula’s silence about his past is a
consequence of the fact that the text denies him a narrative voice. Such
interpretations are intriguing, but one must bear in mind that there is a
difference between interpretation and fact.
One of the
side-effects of the speculation about Stoker’s use of the historical Dracula is
an outcry of protest from a number of Romanians who contend that the Irish
author has denigrated a leading figure in Romanian history. The best example is
Nicolae Stoicescu, who clearly expresses resentment about how the historical
figure of Dracula has been appropriated by the West and converted into a
popular horror icon: “Whoever knows something about Vlad Þepeº may smile on
reading such nonsense, but this nonsense ascribed to Dracula [the novel]
is highly popular and overshadows the true image of the Prince of Walachia....
Those who would like to go on cultivating Dracula the vampire are free to do it
without, however, forgetting that he has nothing in common with the Romanian
history where the real Vlad Þepeº whom we know by his deeds holds a place of
honour” (178-79).
Occasionally,
such defensive posturing leads to preposterous conclusions. Writing in 1975,
Vasile Barsan made the startling declaration that the denigration of the
historical Vlad in Stoker’s novel indicates a Hungarian plot. The argument goes
as follows: the Hungarian professor Arminius Vambery was Stoker’s source; and
Hungarian actor Bela Lugosi, who “never made any secret about his contempt for
Romanians” played the role of Dracula on film, which was “chauvinistic
propaganda for the ‘return of Transylvania to Mother Hungary’” (50). There’s more! Peter Haining quotes a
Romanian official, Adrian Paunescu, who supposedly complained that the novel
Dracula was “political pornography directed against us by our neighbours,” a
concerted campaign “by reactionaries of every colour to slander the very idea
of being a Rumanian as well as the eternal idea of Rumania” (Scrapbook
17). Similar paranoia is evident in Alexandru Dutu’s remark that Vlad “was
transformed into a vampire in the novel Dracula by Bram Stoker, a late
reflection of the slanders concocted to destroy him centuries earlier” (242).
To claim that Bram Stoker set out to intentionally discredit a Romanian ruler
about which he knew so little is without foundation. But such statements
illustrate how blind acceptance of a tenuous theory (that Vlad was the
inspiration for Count Dracula) can have cultural and political consequences.
All the more crucial it is to investigate the exact nature of the connection.
All theories
about the connections between the Count and the Voivode (with the exception of the link to
Wilkinson) are based on circumstantial evidence, some of which is quite flimsy.
I do not dispute that in using the name “Dracula” Stoker appropriated the
sobriquet of the fifteenth-century Wallachian voivode. Nor do I deny that he
added bits and pieces of obscure historical detail to flesh out a past for his
vampire. But I do vehemently challenge the widespread view that Stoker was sufficiently
knowledgeable about the historical Dracula (beyond what he read in Wilkinson)
to have based his Count on the life and character of Vlad. While it is true
that the resurgence of interest in Dracula since the early 1970s is due
in no small measure to the theories about such connections, the theories
themselves do not withstand the test of close scrutiny.
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